With over 25 years experience of understanding what the regulator wants, our compliance service is especially designed to help mortgage brokers rest easy.
With new regulation on the horizon, it's not surprising that many mortgage brokers are starting to worry about the impact on them and what they need to do differently to meet the regulators expectations. And with proposals that all advisers should be authorised, not just the firm principle, the cost and disruption to your business could be significant if you don't get expert guidance from someone in the know. That's where we come in.
When it comes to compliance no one is better placed to help you. That's because we understand both how mortgage brokers work and how the regulator works so we can give you practical and constructive solutions to help run a successful and compliant business. Our compliance services are competitively priced and include the following benefits:
- Our Compliance services are delivered by experts who will work in partnership with you and your advisers
- Our services are bespoke to your business you chose which facets of our compliance support you need and when you need them
- Monthly payment option for ongoing support or a pay as you go option
- Regular compliance updates to keep you informed on important changes in the industry and we provide timely FSA and market updates on issues that affect you
- Through our industry expertise we are able to interpret what the Regulator wants, keep abreast of any changes in regulation and deliver flexible solutions to help you respond
- Extensive templates and detailed documents enabling you to quickly bespoke T&C documentation
