Compliance services
Giving you peace of mind and keeping the regulator happy
In this ever-shifting regulatory landscape, with RDR (Retail Distribution Review) looming large on the horizon, no-one can offer you more help, support or reassurance than Tenet. That's because our industry experience and expertise enables us to offer practical solutions that will help all IFAs, regardless of regulatory ownership preference. Behind all this is a real understanding of how you work and the pressures you work under. Pressure such as understanding what the regulator expects of you. And what they are really looking for.
That's where our support proves invaluable as it allows us to interpret what the Regulator wants, to offer you guidance on what is required and deliver flexible solutions to help you respond. All done, of course, in a way that respects your professional integrity and individuality.
The following key facts represent just some of the many practical ways in which we can be of assistance to you:
- We offer regular on-site compliance audits
- We provide TCF support and guidance
- We give you easy-to-follow compliance documentation
- We provide comprehensive remote file checking
- We give you access to our dedicated Compliance Helpdesk
- We offer competitive PII and capital adequacy shield (for appointed representatives)
- We can help you prepare for RDR
