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Welcome to Tenet Compliance Services

We are experts at providing quality FCA compliance support and business development solutions to directly authorised financial adviser firms. How can we help your firm?

Do you need help meeting your regulatory requirements?

We are experts at providing directly authorised firms with a helping hand and reassurance. We can offer support from guidance, file reviews and templates to business development services such as marketing and our events programme. If any of the support below is of interest, please click for more information and get in touch.

Quality compliance support and business development solutions

At Tenet Compliance Services we provide an extensive range of compliance support which is designed to keep directly authorised financial adviser firms abreast of regulatory developments and provide clear guidance and quality solutions to help you meet the FCA’s requirements.

We also provide a wide range of services which are designed to add value to your client proposition and save you time:

  • Quality compliance support - ongoing guidance, templates and Business Risk Assessments delivered by QCF4 qualified experts who care about keeping your firm compliant
  • Client file reviews - we can check client files as you wish to reduce risk to your business. File reviews cost £50-£200+VAT per advice event, depending on the type of business
  • Consultancy Support – to help you prepare for or implement key regulatory changes, or identify ways to become a more effective, compliant business
  • Research & technical support - a wide range of services, including researched panels and specialist investment support to add value to your client proposition and save you time
  • Business development solutions - access to marketing, CPD events and our adviser recruitment service
  • Leading protection terms - utilise the terms we have negotiated with providers

Value for money services

We have a wide range of services for you to choose from, with set pricing which is based on the service you subscribe to and not your firm’s turnover. Please get in touch for more details.

If you’d like to know more about how our compliance and business development support could add value and income to your business, get in touch with us today!

CONTACT US NOW

Leading protection terms

Leading mortgage and protection terms

As a directly authorised firm you can utilise our protection panel to get access to the rates we have negotiated with providers. So, if you are looking to generate additional income, this could be a quick and easy way to do so with little effort from yourself.

Take a look at our leading terms:

Interested?

If you would like to know more about how you can utilise our protection panel, please call 0800 085 0825.

Alternatively, you can email us at joinus@tenetgroup.co.uk.

Through Tenet Compliance Services you will have access to a range of quality compliance support which will help you meet your regulatory requirements, as well as business development solutions which add value and income to your business.

Choice & Flexibility

We provide a wide range of compliance, research and business support solutions – simply choose the right services for your individual business.

Compliance Support

A wide range of quality FCA compliance solutions to give you peace of mind that you are meeting your regulatory requirements.

Technical & Research

Our proactive product and fund research service, with an experienced team offering ongoing support, is key to meeting the business challenges faced by advisers.

Specialist Support

We also offer a range of specialist and bespoke services, such as specialist investment support, pension switching tool, cash flow analyser tool and tailored consultancy.

Discounted Software

Technology is a critical part of your day to day business, therefore at Tenet Compliance Services we have negotiated a range of software deals on your behalf.

Grow Your Business

As a client of Tenet Compliance Services you will have access to business development support such as marketing, adviser recruitment and our CPD events programme.

Referral Services

Our referral services help you offer a wider range of benefits by providing advice to your clients in areas which are outside your normal spectrum of expertise.

Protection panels

You can utilise our protection panel and receive market-leading terms.

Keep informed of our latest compliance guidance

Our Inform service for firms advising on investments is designed to give you access to a range of compliance support and guidance for only £100+VAT a month*

The service includes:

  • Regulatory bulletins - interpreting regulatory guidance into easy to follow recommendations for your firm
  • Template documents - systems & controls, compliance monitoring, training & competence plan etc.
  • Suite of regulatory registers - complaints, financial promotions, replacement business, new business, and gifts, inducements & hospitality
  • Compliance Helpdesk - access to our regulatory experts as and when you need help
  • Leading protection terms - utilise our protection panel to increase your income
  • Software discounts - reduced terms on a range of software
  • CPD events - everything you need to achieve your annual CPD requirement
  • Marketing support - Our marketing support brings you a whole range of support such as leaflets, brochures, posters and adverts across a wide range of themes, all of which is designed to give you a professional look to your brand and promote your business.

*Based on a 12 month contract

CONTACT US TO FIND OUT MORE

Exclusive service for mortgage & protection firms

Our Inform package for mortgage and protection directly authorised firms also available for just £50+VAT a month

Our Inform for mortgage and protection DAs

For more information, please call us on 0800 085 0825.


Receive our regulatory newsletter

Regulation Matters is our monthly bulletin interpreting regulatory guidance in easy to follow recommendations for your firm.

Simply complete the form and we’ll add you to our list to receive the newsletter on a monthly basis. There is no cost!

PLEASE NOTE: We will use your name, email address and contact number (‘personal information’) to contact you about the services you have requested or respond to an enquiry you have submitted which will require us to share your personal information with our advisers and our group of companies. For further information on how your information is used, including disclosure to third parties, how we maintain security of your information and your rights in relation to the information we hold about you, please see our Privacy Policy or contact us on 0113 239 0011.

Email communications are not secure and for this reason Tenet Group Ltd cannot guarantee the security of the email or its contents, or that it remains virus free once sent.

Don’t just take our word for it...

Here’s what some advisers say about their experience of working with Tenet

Our brochure

Why choose Tenet Compliance Services?

You can find out more details about us and the quality compliance support and business development services we provide to directly authorised financial adviser firms by viewing our Investment and Mortgage & Protection brochures.

Remember, we’re just call away, so please get in touch by calling 0800 085 0825 or emailing joinus@tenetgroup.co.uk. Alternatively, request a call back.

INVESTMENT BROCHURE  

MORTGAGE & PROTECTION BROCHURE  

Join us

If you would like to speak to one of our experts about how we could add value and income to your financial adviser business, please leave your details below.

Alternatively call us on 0800 085 0825 or email us at joinus@tenetgroup.co.uk

PLEASE NOTE: We will use your name, email address and contact number (‘personal information’) to contact you about the services you have requested or respond to an enquiry you have submitted which will require us to share your personal information with our advisers and our group of companies. For further information on how your information is used, including disclosure to third parties, how we maintain security of your information and your rights in relation to the information we hold about you, please see our Privacy Policy or contact us on 0113 239 0011.

Email communications are not secure and for this reason Tenet Group Ltd cannot guarantee the security of the email or its contents, or that it remains virus free once sent.

We are very proud that over the last few years we have won numerous industry awards, demonstrating the quality of our service to our advisers

Recent Awards

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