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Compliance Assistant

Location: Sale, Manchester | Ref: N2E172

Overview: A leading provider of technical pension advice in the Defined Benefit sector, currently seeking to employ a Compliance Assistant to assist the Compliance Manager with all aspects of the company's internal systems and controls and FCA record keeping requirements.
Job Type: Employed, full-time
Salary: £24,000-£30,000 plus Discretionary Bonus
Tag: Other

Our clients provide a robust, unbiased and client-focused advice service for those looking at transferring their UK defined benefit pension schemes. They are FCA regulated Pension Transfer Specialists, with a wealth of expertise and specialist knowledge in this area. The company is currently seeking to employ a Compliance Assistant to assist the Compliance Manager with all aspects of the company's internal systems and controls and FCA record keeping requirements.

The role will involve:

  • Regulatory 'horizon' scanning;
  • Producing updates to the Senior Management Team and Board;
  • Assisting with compliance monitoring;
  • Assisting with development and maintenance of regulatory frameworks;
  • File reviews;
  • Assisting with external audits;
  • Quality audit checks;
  • Ad hoc duties to support the adviser team.

Experience in a Financial Services role is essential and preferably within a Compliance environment.

The perfect candidate will have:

  • Excellent communication and interpersonal skills;
  • Capability to explain complex information simply and clearly;
  • Research and analytical skills;
  • Time management skills;
  • Self-motivation and organisational skills;
  • Professional and flexible approach to work;
  • Excellent Word, Excel, Office knowledge;
  • Ability to work under pressure to short deadlines.

Ideally you will have a Level 4 Diploma in Financial Planning or already be working towards this.

In return you'll receive a competitive remuneration package including:

  • Up to 30k salary (dependent on qualifications and experience);
  • 25 days holiday plus public holidays;
  • 3.5% Matched Pension;
  • Discretionary Bonus;
  • Group Life Insurance;
  • Private Medical Insurance;
  • Study support.

If you'd like to find out more about this exciting opportunity click 'Apply now’ to send us your CV and we will be in touch.

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Send us your CV

If you are interested in this role or any of our financial, mortgage or protection adviser jobs, please send your CV to adviserrecruitment@tenetgroup.co.uk.

For further information regarding this or any of our other vacancies call us on 0113 239 5316.

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